世界科技研究与发展 ›› 2025, Vol. 47 ›› Issue (6): 865-879.doi: 10.16507/j.issn.1006-6055.2025.10.003 cstr: 32308.14.1006-6055.2025.10.003

• 科技管理与政策 • 上一篇    

中国数据交易全生命周期治理方案:理论逻辑与实践进路

张伟 林同涛   

  1. 西南政法大学行政法学院
  • 发布日期:2025-12-22
  • 基金资助:
    国家社科基金后期资助项目“从训练到生成:生成式人工智能的著作权问题研究”(24FFXB055)

China’s Data Transaction Full-lifecycle Governance Scheme: Theoretical Logic and Practical Approach

ZHANG Wei LIN Tongtao   

  1. Southwest University of Political Science and Law
  • Published:2025-12-22

摘要: 随着数据要素市场的迅速发展,规范数据交易已成为构建中国数据市场的核心议题,为回应需求,需要提出合乎中国现实和发展的治理方案。本文将数据交易全生命周期视为治理对象,依交易实践将其划分为前期(获取与接入)、中期(加工与交付)、后期(调用与退出)三阶段,以对应提出的“入场证明—过程证明—结果证明”三段证明结构,同时结合“技术—制度协同演化理论”建构两级嵌套的治理实践进路。宏观侧以元规则统合治理方针,配套国家层面的最低强制标准,并以指标化监管实现持续校正;微观侧以交易全生命周期为对象细化治理方案,前期生成可核验的入场材料,中期沉淀可复核的履约证据,后期完成用途控制与退出验证的闭环。本文旨在为中国数据交易市场提供可执行、可验证、可追责的特色治理方案。

关键词: 中国数据市场;数据交易;全生命周期;中国特色;治理方案

Abstract: As China’s data factor market develops rapidly, standardizing data trading has become a central issue in building the national data market. To meet this need, governance arrangements aligned with China’s realities and stage of development are required. This paper regards the entire lifecycle of data transactions as the governance object, dividing it into three stages based on transaction practices: early stage (acquisition and access), mid-stage (processing and delivery), and late stage (usage and exit). Correspondingly, a three-stage proof structure of “entry certification-process certification-outcome certification” is proposed. At the same time, the “technology-institution co-evolution theory” is used to construct a two-level nested governance practice path. At the macro level, meta-rules integrate governance policies, supported by minimum mandatory national standards and continuous calibration through indicator-based supervision. At the micro level, governance measures are specified for the transaction lifecycle: the early stage generates verifiable entry documentation, the middle stage accumulates auditable evidence of performance, and the later stage completes a closed loop of purpose control and exit verification. This paper aims to provide an executable, verifiable, and accountable characteristic governance scheme for China’s data transaction market.

Key words: China Data Market; Data Transactions; Full Lifecycle; Chinese Characteristics; Governance Scheme